GOC Standard 14: Confidentiality and Privacy in Optical Practice (Level 1)

Safeguarding Patient Data and Interactions with Professional Care

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Digital & Social Boundaries

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Digital systems accelerate care, but they can also amplify risk. Clear boundaries keep identifiers contained and patient stories off personal platforms.[4][2]

Systems and encryption

Using approved email with Transport Layer Security (TLS) or accredited referral platforms supports secure exchange.[8][1]

Encrypting devices at rest and requiring MFA (Multi-factor Authentication) for remote access improves resilience.[1][6][5][8]

Forwarding patient data to personal accounts or unapproved cloud storage is generally avoided.[6][5][4]

Messaging and images

Personal messaging apps are not suitable for identifiable case discussion. Patient photos on personal devices introduce risk.[5][7][6]

If clinical images are necessary, organisation-approved apps that store to secure servers with consent documented provide a safer route.[5][7][2]

  • Practical digital rules: unique logins only; no shared accounts; auto-lock enabled; no screenshots of records; and purge downloads after transfer to secure storage.[1]

Safe referral habits include verifying addresses, using the minimum necessary identifiers, attaching only the relevant pages, and including a clear clinical question.[4][1]

 

Social media and professional identity

Identifiable cases should not be discussed online. When sharing learning, thorough de-identification is essential, and explicit written consent is needed if any risk of recognition remains.[3][2][4][7]

Keeping personal and professional accounts separate and applying privacy settings reduces spillover.[3]

Personal devices and BYOD

If bring your own device (BYOD) is allowed, mobile device management (MDM), encryption and remote-wipe are typically required.[6][1]

If not allowed, a clear no-BYOD rule and workable organisation devices help staff avoid unsafe workarounds.[6][1]

Audit and traceability

Enabling access logs on systems and reviewing for unusual activity protects patients and professionals. Prompt, proportionate follow-up builds trust.[1]

  • Incident response basics for digital issues: contain access; reset credentials; notify leads; assess harm; and record actions and lessons.[1]
  • DPIA triggers: new cloud services, messaging platforms, tele-optometry, and photographic workflows.[5][6]

Staff wellbeing online

Boundaries also protect staff. Teams may remind colleagues not to accept patient "friend" requests and to keep personal details private. Providing scripts for redirecting clinical questions that arrive via personal channels helps maintain professional routes.[3][5]

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